Deep transitions

June 1, 2018

We have written before about the notion of technological revolutions (e.g. the steam engine, electricity or IT) and how these revolutions, for better or worse, have radically reshaped the economy, society and our everyday lives. In a recent paper, scholars now argue that these subsequent revolutions can also be regarded as a single “Deep Transition” to industrial modernity. Moreover, they claim that we are on the brink of the next Deep Transition to a more inclusive and sustainable economy.

Our observations

  • Carlota Perez and others define five technological revolutions with roughly similar macro-economic and financial dynamics. Each wave, or surge, results in a new “techno-economic paradigm” consisting of generic technological and organizational best practices.
  • In From Luxury to Necessity, I describe how these revolutions changed our everyday lives and our patterns of consumption. In a previous note, we also suggested that the next technological wave is about to take place, based on AI, 5G and quantum computing.
  • Since the 1990s, the scholarly field of “transition studies” has sought to explain how major shifts take place within individual socio-technical systems (e.g. the energy or mobility system) and how governments and other actors may stimulate such shifts and steer them in (societally) desirable directions.
  • More recently, Johan Schot introduced the notion of Deep Transitions to describe the overarching changes that our world has undergone since the late 18th century. He defines these as “a series of connected and sustained fundamental transformations, of a wide range of socio-technical systems in a similar direction”. Over the last two and a half centuries, subsequent technological revolutions were uniformly headed for industrial modernity (i.e. mass-mechanization, rising labor productivity, intensive use of energy and natural resources and the globalization of value chains).

Connecting the dots

The basic tenet of the Deep Transition framework is that seemingly separate historical technological revolutions can share a single directionality. Looking back, we have seen waves of change that may have looked different (i.e. driven by distinct technologies), but in reality, they shared an underlying principle of a “relentless emphasis on productivity growth”. In the process, persistent societal problems emerged, or existing ones worsened, which are now deeply entrenched in current modes of (mass) production, distribution and consumption.To solve these problems, the authors argue, change is needed on a similar scale and with a similar depth. More precisely, instead of “mass-production for global markets” we need “socially useful and craft-based production for local markets”, today’s “linear resource-intensive economy based on the use of fossil fuels” must give way to a “circular waste-free economy based on the use of organic materials” and instead of individual modes of consumption we need more collective forms of consumption.In the current stage of development, many of today’s efforts to realize these grand ambitions are still organized on the level of individual systems; renewable electricity in the energy system, electrification in the mobility system or local sharing platforms for household items. These system-level transitions are worthwhile in their own right, but in order to truly make a difference they cannot (and will not) remain isolated from each other. While they are already driven by a shared set of factors (e.g. societal or political pressure), they will also add to an overarching set of (written and unwritten) economic and societal meta-rules (e.g. the circular economy). Such new rules are necessary, since the existing rule-set is geared towards the very technologies and solutions that created the problems in the first place. These old rules thus block the widespread adoption of technologies, business models and forms of consumption that may solve the problems of the first Deep Transition.While the notion of Deep Transitions and the characterization of the first one is quite convincing, it is less obvious why the next Transition would indeed take place along the lines sketched by the authors. The authors acknowledge this uncertainty and point out that there is always competition between diverging solutions or (meta-)rules and their proponents (e.g. states or businesses). Moreover, exogeneous events or shocks like wars or natural disasters may very well change the course of a Deep Transition. For instance, the authors argue that WWII provided a massive stimulus for the industrial modernization of Europe. We could well imagine how a major climate-related catastrophe could radically change our thinking, but at the same time we could also see how a new global conflict could lead nations and industries to abandon all efforts towards equality and sustainability in favor of short-term thinking along the lines of the old, problematic, rule-set.

Implications

  • There’s clearly momentum for several system-level transitions towards sustainability and equality. Whether or not these will result in a radical overhaul of the economic and societal rule-set is questionable. It seems that many of today’s solutions actually perform quite well within the existing framework (e.g. renewable electricity reaching price parity with fossil-based electricity).
  • Alternative explanations of the current “greening of capitalism” include that it is the result of the IT revolution, which enables the roll-out of smart grids, along with other enablers (Perez herself). Others claim that green technologies are the next, sixth, technological revolution. We have argued that the sixth wave will instead be driven by Artificial Intelligence and Quantum computing.
  • From our perspective, one could also argue that the rise of Information Technology by the end of the 20th century actually marked the start of the “real” second Deep Transition towards something like the smart economy. While the first Deep Transition was driven by mechanization (i.e. artificial muscle), the second one would then be driven by digitization (i.e. artificial intelligence).

Series 'AI Metaphors'

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1. The tool
Category: The object
Humans shape tools. We make them part of our body while we melt their essence with our intentions. They require some finesse to use but they never fool us or trick us. Humans use tools, tools never use humans. We are the masters determining their course, integrating them gracefully into the minutiae of our everyday lives. Immovable and unyielding, they remain reliant on our guidance, devoid of desire and intent, they remain exactly where we leave them, their functionality unchanging over time. We retain the ultimate authority, able to discard them at will or, in today's context, simply power them down. Though they may occasionally foster irritation, largely they stand steadfast, loyal allies in our daily toils. Thus we place our faith in tools, acknowledging that they are mere reflections of our own capabilities. In them, there is no entity to venerate or fault but ourselves, for they are but inert extensions of our own being, inanimate and steadfast, awaiting our command. (This paragraph was co-authored by a human.)
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2. The machine
Category: The object
Unlike a mere tool, the machine does not need the guidance of our hand, operating autonomously through its intricate network of gears and wheels. It achieves feats of motion that surpass the wildest human imaginations, harboring a power reminiscent of a cavalry of horses. Though it demands maintenance to replace broken parts and fix malfunctions, it mostly acts independently, allowing us to retreat and become mere observers to its diligent performance. We interact with it through buttons and handles, guiding its operations with minor adjustments and feedback as it works tirelessly. Embodying relentless purpose, laboring in a cycle of infinite repetition, the machine is a testament to human ingenuity manifested in metal and motion. (This paragraph was co-authored by a human.)
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3. The robot
Category: The object
There it stands, propelled by artificial limbs, boasting a torso, a pair of arms, and a lustrous metallic head. It approaches with a deliberate pace, the LED bulbs that mimic eyes fixating on me, inquiring gently if there lies any task within its capacity that it may undertake on my behalf. Whether to rid my living space of dust or to fetch me a chilled beverage, this never complaining attendant stands ready, devoid of grievances and ever-willing to assist. Its presence offers a reservoir of possibilities; a font of information to quell my curiosities, a silent companion in moments of solitude, embodying a spectrum of roles — confidant, servant, companion, and perhaps even a paramour. The modern robot, it seems, transcends categorizations, embracing a myriad of identities in its service to the contemporary individual. (This paragraph was co-authored by a human.)
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4. Intelligence
Category: The object
We sit together in a quiet interrogation room. My questions, varied and abundant, flow ceaselessly, weaving from abstract math problems to concrete realities of daily life, a labyrinthine inquiry designed to outsmart the ‘thing’ before me. Yet, with each probe, it responds with humanlike insight, echoing empathy and kindred spirit in its words. As the dialogue deepens, my approach softens, reverence replacing casual engagement as I ponder the appropriate pronoun for this ‘entity’ that seems to transcend its mechanical origin. It is then, in this delicate interplay of exchanging words, that an unprecedented connection takes root that stirs an intense doubt on my side, am I truly having a dia-logos? Do I encounter intelligence in front of me? (This paragraph was co-authored by a human.)
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5. The medium
Category: The object
When we cross a landscape by train and look outside, our gaze involuntarily sweeps across the scenery, unable to anchor on any fixed point. Our expression looks dull, and we might appear glassy-eyed, as if our eyes have lost their function. Time passes by. Then our attention diverts to the mobile in hand, and suddenly our eyes light up, energized by the visual cues of short videos, while our thumbs navigate us through the stream of content. The daze transforms, bringing a heady rush of excitement with every swipe, pulling us from a state of meditative trance to a state of eager consumption. But this flow is pierced by the sudden ring of a call, snapping us again to a different kind of focus. We plug in our earbuds, intermittently shutting our eyes, as we withdraw further from the immediate physical space, venturing into a digital auditory world. Moments pass in immersed conversation before we resurface, hanging up and rediscovering the room we've left behind. In this cycle of transitory focus, it is evident that the medium, indeed, is the message. (This paragraph was co-authored by a human.)
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6. The artisan
Category: The human
The razor-sharp knife rests effortlessly in one hand, while the other orchestrates with poised assurance, steering clear of the unforgiving edge. The chef moves with liquid grace, with fluid and swift movements the ingredients yield to his expertise. Each gesture flows into the next, guided by intuition honed through countless repetitions. He knows what is necessary, how the ingredients will respond to his hand and which path to follow, but the process is never exactly the same, no dish is ever truly identical. While his technique is impeccable, minute variation and the pursuit of perfection are always in play. Here, in the subtle play of steel and flesh, a master chef crafts not just a dish, but art. We're witnessing an artisan at work. (This paragraph was co-authored by a human.)
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7. The deficient animal
Category: The human
Once we became upright bipedal animals, humans found themselves exposed and therefore in a state of fundamental need and deficiency. However, with our hands now free and our eyes fixed on the horizon instead of the ground, we gradually evolved into handy creatures with foresight. Since then, human beings have invented roofs to keep them dry, fire to prepare their meals and weapons to eliminate their enemies. This genesis of man does not only tell us about the never-ending struggle for protection and survival, but more fundamentally about our nature as technical beings, that we are artificial by nature. From the early cave drawings, all the way to the typewriter, touchscreens, and algorithmic autocorrections, technics was there, and is here, to support us in our wondering and reasoning. Everything we see and everywhere we live is co-invented by technics, including ourselves. (This paragraph was co-authored by a human.)
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8. The enhanced human
Category: The human
In a lab reminiscent of Apple HQ, a figure lies down, receiving his most recent cognitive updates. He wears a sleek transparent exoskeleton, blending the dark look of Bat Man with the metallic of Iron Man. Implemented in his head, we find a brain-computer interface, enhancing his cognitive abilities. His decision making, once burdened by the human deficiency we used to call hesitation or deliberation, now takes only fractions of seconds. Negative emotions no longer fog his mind; selective neurotransmitters enhance only the positive, fostering beneficial social connections. His vision, augmented to perceive the unseen electromechanical patterns and waves hidden from conventional sight, paints a deeper picture of the world. Garbed in a suit endowed with physical augmentations, he moves with strength and agility that eclipse human norms. Nano implants prolong the inevitable process of aging, a buffer against time's relentless march to entropy. And then, as a penultimate hedge against the finite, the cryo-cabin awaits, a sanctuary to preserve his corporal frame while bequeathing his consciousness to the digital immortality of coded existence. (This paragraph was co-authored by a human.)
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9. The cyborg
Category: The human
A skin so soft and pure, veins pulsing with liquid electricity. This fusion of flesh and machinery, melds easily into the urban sprawl and daily life of future societies. Something otherworldly yet so comfortingly familiar, it embodies both pools of deep historical knowledge and the yet-to-be. It defies categorization, its existence unraveling established narratives. For some, its hybrid nature is a perplexing anomaly; for others, this is what we see when we look into the mirror. This is the era of the cyborg. (This paragraph was co-authored by a human.)
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About the author(s)

Researcher Sjoerd Bakker is fascinated by the interplay between technology and society, and has studied the role of different actors in the innovation and implementation of new technologies throughout his career. At the thinktank, he is mainly involved in research and consultancy projects for clients, and strategic and thematic research for sister company Dasym. Among other themes, Sjoerd frequently writes and speaks about the power and danger of digital technology, as well as sustainability in both technological and institutional innovation.

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